Regulatory Executive

Location Central
Discipline: Accounting & Professional Services, Compliance & Risk Management
Job type: Full Time
Salary: €50,000 - €55,000
Job ref: 570
Published: about 1 month ago

Our client, a well-established law firm in Malta, is currently looking to recruit a Regulatory Executive to join their dynamic team.

Responsibilities:

  • Prepare, compile, and submit regulatory licensing applications on behalf of clients, ensuring compliance with the relevant authorities.
  • Provide advisory services to clients on regulatory and compliance matters, including interpreting and applying financial laws and regulations.
  • Serve as the main point of contact for clients seeking advice and guidance on regulatory and licensing issues.
  • Liaise with the MFSA, addressing queries, and managing follow-up actions during both the application process and the post-licensing phase.
  • Draft, review, and update compliance documents, policies, and procedures, including compliance monitoring programs, to ensure regulatory standards are met.
  • Monitor ongoing regulatory obligations and ensure clients consistently meet statutory requirements.
  • Attend Board Meetings to provide assistance with compliance-related matters.
  • Stay up-to-date with regulatory developments, industry trends, and legislative changes, and communicate these to relevant clients.
  • Participate in legal and regulatory due diligence exercises.
  • Assist with the preparation and submission of change of control applications to the MFSA.

Requirements:

  • A degree in Law would be preferred but not essential.
  • A minimum of 3-4 years of experience in a regulatory licensing role
  • In-depth knowledge of the Maltese regulatory environment, particularly in financial services.
  • Strong analytical and research skills.
  • Excellent written and verbal communication skills in English.